Investment Management

Our goal is to help you accumulate and preserve what is most important to you and your family. Through our strategic approach to asset allocation* and investment planning, we develop strategies that seek to help you:

  • Meet income needs over time
  • Manage risk in line with your goals and time horizon
  • Generate growth to outpace inflation

An Emphasis on Due Diligence

Regent Financial Group’s open-architecture investment platform and stringent due diligence provide us with access to a universe of top industry talent to select among in constructing your portfolio. Our team employs a strict, highly disciplined investment manager screening process that results in a recommended list of select, leading industry investment managers. Managers on the recommended list must continue to meet strict criteria over time to remain on the list.

As independent advisors, we have access to a full array of non-proprietary financial products and services as we work with you to help ensure your assets are strategically allocated, diversified and managed. We create investment strategies tailored to your needs that may include:

  • Mutual funds
  • Separate Account Managers
  • Fixed and variable annuities
  • Domestic and international stocks
  • Cash and money market Funds
  • Exchange Traded Funds (ETFs)
  • Alternative investments (REITs,BDCs)
  • Model portfolios
  • Municipal, treasury and corporate bonds
  • Unit Investment Trusts (UITs)

*Asset allocation does not protect against loss of principal due to market fluctuations. It is a method used to help manage investment risk.